Fund managers

We help individual businesses and funds to raise money from investors while complying with their regulatory obligations. These businesses can then access alternative sources of funding such as crowdfunding and networks of sophisticated investors. We have helped to raise over £200 million for small businesses over the last 5 year and have extensive experience of EIS and SEIS. We have particular expertise in property crowdfunding, technology, green energy and media.

We can act as alternative investment fund manager (AIFM) for your fund; provide your business with regulatory permissions on a monthly basis through our authorised representative service or help your business apply to the FCA to become directly regulated. We have retail permissions and can operate unregulated collective investment schemes (UCIS).

Prosper Capital is authorised and regulated by the Financial Conduct Authority (FCA). A full list of the activities that the firm is authorised to carry out can be found on the Financial Services Register on the FCA’s website at https://register.fca.org.uk

Puma Investments is an award-winning investment manager, and a leading provider of growth capital to UK SMEs. We operate across the country from our offices in London, Liverpool and Edinburgh and are part of an organisation that raised its first private equity fund in 1996. Puma has raised over £400 million in tax efficient investments to date.

We are committed to supporting the growth of small and medium-sized businesses across all sectors and regions of the UK. We deliver investment from £2 million to £10 million to help companies achieve their ambitions.

Our investment provides more than capital – it provides partnership. By using our investment insight, multi-sector experience and extensive network, we aim to help accelerate the growth of our investee companies.

Puma Alpha EIS is an evergreen fund that is open to investors throughout the year. The Fund has four closings per year, typically in at the end of each calendar quarter. The Fund seeks to support the growth of
UK SMEs through backing exceptional management teams and aims to give investors exposure to the earnings of quality operating businesses.

Rathbones has become a trusted investment partner for providing individual investment and wealth management services for private clients, charities, trustees, and professional partners. We have been trusted for generations to manage and preserve our clients’ wealth. Our tradition of investing and acting responsibly has been with us from the beginning and continues to lead us forward. Our ambition is to be recognised as the UK’s most responsible wealth manager. By addressing ESG issues, a responsible investment approach not only serves to protect the planet and people. It also preserves wealth and generates returns via enhanced risk management and the identification of promising investment opportunities.  In a reflection of our achievement so far, we were recognised as “ESG Champion of the Year” in the Investors’ Chronicle/Financial Times 2021 Celebration of Investment Awards.

In business since 1742.

A FTSE 250 listed company.

Managing more than £100.7* billion for our clients.

£8.8bn managed by our Charities team363 Investment Managers

15 offices throughout the UK and Jersey.*

Our purpose

We see it as our responsibility to invest for everyone’s tomorrow. That means doing the right thing for our clients and for others too. Keeping the future in mind when we make decisions today. Looking beyond the short term for the most sustainable outcome. This is how we build enduring value for our clients, make a wider contribution to society and create a lasting legacy. Thinking, acting and investing responsibly. Find out more

*All data correct as at September 2023 and data currently excludes Investec Wealth and Investment (UK)

Sapphire Capital Partners LLP (“Sapphire”) is a multi-award winning firm based in London and Belfast which specialises in SEIS and EIS funds. Sapphire currently manages over twenty SEIS and EIS funds across a wide variety of sectors. The partnership, founded in 2009, is authorised by the FCA (FRN: 565716) to act as an investment manager. Sapphire is also a Home Office approved endorsing body to provide start-up and innovator visa endorsements.

Sapphire’s services are delivered by an experienced team that provide quality services in a cost-efficient way. The individuals behind Sapphire have a considerable breadth of knowledge in the financial sector.

Seneca Partners is an FCA regulated investment management and corporate advisory services business, dealing with UK based companies in the turnover range of up to £100m per annum. Seneca was formed in 2010 by a senior group of accountants, bankers, stockbrokers and investment management specialists to provide services for high net worth individuals, entrepreneurs, companies, charities and trusts.

In early 2014 we acquired Miton Capital Partners, (now Seneca Investment Managers), a traditional, risk rated, upper quartile fund management business. In the same period we also acquired Manchester based corporate finance boutique and fellow EISA member, Acceleris, who have specialised in the provision of growth capital and earlier stage company funding since 2000.

Seneca currently has assets under management in excess of £0.5bn. Investment management activities are provided in a range of asset classes including private equity, secured income, property bridging finance, turnaround & special situations and growth capital in a mix of senior debt, mezzanine finance and equity. We are fund manager to the Seneca EIS Portfolio Service which invests in profitable, growing UK companies. We are also investment adviser to an IHT Portfolio Service via Seneca Secured Lending Ltd, a BPR qualifying company whose trading activity is the provision of short and medium term secured loans.