EISA have today launched a template Due Diligence Questionnaire for financial planners, regulated advisers and wealth managers.

We know undertaking due diligence on funds and portfolios in the EIS and SEIS market can be a burden for advisers and planners so we have taken on the heavy lifting and created a template that we believe asks all the relevant questions you should be asking fund and portfolio managers about their EIS and SEIS propositions.

As with all templates, its only a starting point so feel free to customise it for your own circumstances, add questions more relevant for your business and clients and remove those you dont believe are necessary

The template should make advisers and planners lives easier as they have a ready made EIS and SEIS compliant DDQ to ensure they cover the all important compliance requirements and it also provides proof of the DD undertaken for the audit trail

You can download a copy here

 

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